Whether you know it or not, your firm is under attack
Your firm’s and your clients’ sensitive data are targets for hackers and insider threats. You can lock down your physical space and your networks, but that’s not enough to keep your firm safe. And a system that’s safe today isn’t safe forever; an attacker can slip through your defenses at any time. Regulators are enforcing against firms that are not adequately protecting their clients’ information. Is your firm exposed? HLC brings decades of regulatory, technology, and information security experience with regulated exchanges, broker dealers, and regulated investment advisors, as well as the legal and technology providers that service them. Moreover, we bring information security experience from the departments of Defense, Homeland Security and Treasury.